SECTION 16 COMPLIANCE RESOURCES FOR FOREIGN PRIVATE ISSUERS
With new insider reporting requirements going into effect on March 18, 2026, it’s crucial to arm yourself and your company with the best tools to stay in compliance with the SEC.
New reporting requirements.
New challenges.
Relevant resources to help you stay in compliance:
Our premier compliance resource on all things pertaining to Section 16 of the 1934 Securities Exchange Act, from the mind and experience of former SEC Staffer Alan Dye.
Boasting multiple procedural handbooks; tools for statutes, compliance, enforcement and SEC materials; Q&As; and Romeo & Dye’s Treatise and Reporting Guide, we have everything you need to skillfully handle all matters pertaining to Section 16.
Includes access to Alan Dye's Forms & Filings Handbook (2026 Edition), featuring a sample Form 3 for directors and officers of foreign private issuers.
Our easy-to-use filing software, ensuring that you can submit SEC Forms 3, 4 and 5 (and their amendments) directly to the EDGAR system.